HTML Document View

Full title: Transfer Agreement FRBP. Transfer Agreement 3001 (e) 2 Transferors: Attestor Value Master Fund LP (Claim No. 9001211, Amount $10,648,418.00) To Deutsche Bank AG, London Branch (related document(s)[13122]) filed by Gregory G. Plotko on behalf of Deutsche Bank AG, London Branch. (Plotko, Gregory)

Document posted on Nov 29, 2021 in the bankruptcy, 3 pages and 0 tables.

Bankrupt11 Summary (Automatically Generated)

TO: United States Bankruptcy Court for the Southern District of New York (“Bankruptcy Court”) Seller hereby waives any objection to the transfer of the Claim to Buyer on the books and records of the Debtor and the Bankruptcy Court, and hereby waives to the fullest extent permitted by law any notice or right to a hearing as may be imposed by Rule 3001 of the Federal Rules of Bankruptcy Procedure, the Bankruptcy Code, applicable local bankruptcy rules or applicable law.Seller acknowledges and understands, and hereby stipulates, that an order of the Bankruptcy Court may be entered without further notice to Seller transferring to Buyer the Claim and recognizing Buyer as the sole owner and holder of the Claim.Seller hereby waives any objection to the transfer of the Claim to Buyer on the books and records of the Debtor and the Bankruptcy Court, and hereby waives to the fullest extent permitted by law any notice or right to a hearing as may be imposed by Rule 3001 of the Federal Rules of Bankruptcy Procedure, the Bankruptcy Code, applicable local bankruptcy rules or applicable law.Seller acknowledges and understands, and hereby stipulates, that an order of the Bankruptcy Court may be entered without further notice to Seller transferring to Buyer the Claim and recognizing Buyer as the sole owner and holder of the Claim.

List of Tables

Document Contents

B 2100A (Form 2100A) (12/15) U S B C NITED TATES ANKRUPTCY OURT SOUTHERN DISTRICT OF NEW YORK In re Lehman Brothers Inc., Case No. 08-01420 (SCC) (SIPA) PARTIAL TRANSFER OF CLAIM OTHER THAN FOR SECURITY A CLAIM HAS BEEN FILED IN THIS CASE or deemed filed under 11 U.S.C. § 1111(a). Transferee hereby gives evidence and notice pursuant to Rule 3001(e)(2), Fed. R. Bankr. P., of the transfer, other than for security, of the claim referenced in this evidence and notice. Name of Transferee Name of Transferor Deutsche Bank AG, London Branch Attestor Value Master Fund LP Name and Address where notices to transferee Court Claim # (if known): 9001211 should be sent: Transferred Claim Amount: $10,648,418.00 Date Claim Filed: c/o Deutsche Bank Securities Inc. Last Four Digits of Acct #: N/A One Columbus Circle, 7th Floor New York, New York 10019 Attn: Whitney Zeledon Email: whitney.zeledon@db.com Name and Address where transferee payments should be sent (if different from above): I declare under penalty of perjury that the information provided in this notice is true and correct to the best of my knowledge and belief. By:__________________________________ Date:__N__o_v_em__b_e_r_ 3_0_,_ 2_0_2_1______________ Transferee/Transferee’s Agent By:__________________________________ Date:__N__o_v_e_m_b_e_r_ 3_0_,_ 2_0_2_1______________ Transferee/Transferee’s Agent Penalty for making a false statement: Fine of up to $500,000 or imprisonment for up to 5 years, or both. 18 U.S.C. §§ 152 & 3571.

1

EVIDENCE OF PARTIAL TRANSFER OF CLAIM TO: United States Bankruptcy Court for the Southern District of New York (“Bankruptcy Court”) Attn: Clerk AND TO: Lehman Brothers Inc. (“Debtor”) SIPA Case No. 08-01420 (SCC) Claim No.: 9001211 Related to Dkt. No.: 13122 ATTESTOR VALUE MASTER FUND LP, its successors and assigns (“Seller”), for good and valuable consideration the receipt and sufficiency of which are hereby acknowledged, does hereby unconditionally and irrevocably sell, transfer and assign unto: DEUTSCHE BANK AG, LONDON BRANCH c/o Deutsche Bank Securities Inc. One Columbus Circle, 7th Floor New York, New York 10019 Attn: Whitney Zeledon Email: whitney.zeledon@db.com its successors and assigns (“Buyer”), its rights, title and interest in and to Proof of Claim Number 9001211, solely to the extent of $10,648,418.00 (the “Claim”). Seller hereby waives any objection to the transfer of the Claim to Buyer on the books and records of the Debtor and the Bankruptcy Court, and hereby waives to the fullest extent permitted by law any notice or right to a hearing as may be imposed by Rule 3001 of the Federal Rules of Bankruptcy Procedure, the Bankruptcy Code, applicable local bankruptcy rules or applicable law. Seller acknowledges and understands, and hereby stipulates, that an order of the Bankruptcy Court may be entered without further notice to Seller transferring to Buyer the Claim and recognizing Buyer as the sole owner and holder of the Claim. You are hereby directed to make all future payments and distributions, and to give all notices and other communications, in respect of the Claim to Buyer. IN WITNESS WHEREOF, the undersigned has duly executed this Evidence of Partial Transfer of Claim by its duly authorized representative dated November 30, 2021. BUYER SELLER DEUTSCHE BANK AG, LONDON BRANCH ATTESTOR VALUE MASTER FUND LP Acting by A ttestor Limited By:____________________________________ By:____________________________________ Name: Name: Title: Title: By:____________________________________ Name: Title:

2

EVIDENCE OF PARTIAL TRANSFER OF CLAIM TO: United States Bankruptcy Court for the Southern District of New York (“Bankruptcy Court”) Attn: Clerk AND TO: Lehman Brothers Inc. (“Debtor”) SIPA Case No. 08-01420 (SCC) Claim No.: 9001211 Related to Dkt. No.: 13122 ATTESTOR VALUE MASTER FUND LP, its successors and assigns (“Seller”), for good and valuable consideration the receipt and sufficiency of which are hereby acknowledged, does hereby unconditionally and irrevocably sell, transfer and assign unto: DEUTSCHE BANK AG, LONDON BRANCH c/o Deutsche Bank Securities Inc. One Columbus Circle, 7th Floor New York, New York 10019 Attn: Whitney Zeledon Email: whitney.zeledon@db.com its successors and assigns (“Buyer”), its rights, title and interest in and to Proof of Claim Number 9001211, solely to the extent of $10,648,418.00 (the “Claim”). Seller hereby waives any objection to the transfer of the Claim to Buyer on the books and records of the Debtor and the Bankruptcy Court, and hereby waives to the fullest extent permitted by law any notice or right to a hearing as may be imposed by Rule 3001 of the Federal Rules of Bankruptcy Procedure, the Bankruptcy Code, applicable local bankruptcy rules or applicable law. Seller acknowledges and understands, and hereby stipulates, that an order of the Bankruptcy Court may be entered without further notice to Seller transferring to Buyer the Claim and recognizing Buyer as the sole owner and holder of the Claim. You are hereby directed to make all future payments and distributions, and to give all notices and other communications, in respect of the Claim to Buyer. IN WITNESS WHEREOF, the undersigned has duly executed this Evidence of Partial Transfer of Claim by its duly authorized representative dated November 30, 2021. BUYER SELLER DEUTSCHE BANK AG, LONDON BRANCH ATTESTOR VALUE MASTER FUND LP Acting by A ttestor Limited By:____________________________________ By:____________________________________ Name: Name: Title: Title: By:____________________________________ Name: Title:

3