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Full title: Witness List, Exhibit List (Filed By J. Albert Kroemer ). (Ramsey, Daena)

Document posted on Aug 5, 2021 in the bankruptcy, 14 pages and 0 tables.

Bankrupt11 Summary (Automatically Generated)

The Preferred Shareholder also reserves the right to rely upon and use as evidence (a) exhibits included on the exhibit list of any other parties in interest and (b) any pleading, hearing transcript, or other document filed with the Court in the above-captioned matter.2/17/21 256,420 Officer & Secretary Farzana Khaleel Executive Vice 2/17/21 156,289 President and Chief Financial Officer Katie Reinschmidt Executive Vice 2/17/21 41,652 President and Chief Legal Officer Charles B. Lebovitz Chairman of the 2/17/21 17,267,639 Filed pursuant to Section l6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) By Stephen D. Lebovitz and Lisa S. Lebovitz Irrevocable Trust U/A dated 4/5/2003, Michael I. Lebovitz, Trustee Reporting Owners Signatures The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM").

List of Tables

Document Contents

IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION In re: § Chapter 11 § CBL & AS SOCIA TES § Case No. 20-35226 PROPERTIES, INC. § § Debtors.1 § PREFERRED SHAREHOLDER, J. ALBERT KROEMER'S WITNESS AND EXHIBIT LIST FOR THE AUGUST 11, 2021 HEARING J. Albert Kroemer, a preferred shareholder of Debtor, hereby submits his Witness and Exhibit List for the hearing to be held on August 11, 2021 at 9:00 a.m. (prevailing Central Time) (the "Hearing") as follows: A complete list of the Debtors in those chapter 11 cases may be obtained on the website of the Debtors' claims and noticing agent at https:11dm.cpiq l I .co111l BLPropcrtics. The Debtors' service address for the purposes of these chapter 11 cases is 2030 Hamilton Place Blvd., Suite 500, Chattanooga, Tennessee 37421.

1

WITNESSES The Preferred Shareholder may call the following witnesses at the Hearing: 1. The Preferred Shareholder reserves the right to call any witness designated or called by another party, any witness used for impeachment, any witness necessary to lay the foundation for admission of exhibits and any other person participating in the hearing. EXHIBITS The Preferred Shareholder reserves the right to introduce into evidence the following exhibits at the Hearing:
Table 1 on page 2. Back to List of Tables
No Description Mark Offer Object Admit W/D Disposition
After Trial
1. Summary list of
Ownership of
Common Stock of
Insiders
2.
a-1
United States
Securities and
Exchange
Commission Form
4s filed by Debtor
and found on
Debtor's website
None None

2

RESERVATION OF RIGHTS The Preferred Shareholder reserves (a) the right to amend and/or supplement this Witness and Exhibit List at any time prior to the Hearing and (b) the right to use additional exhibits for purposes of rebuttal or impeachment and to further supplement the foregoing Witness and Exhibit List as appropriate. The Preferred Shareholder also reserves the right to rely upon and use as evidence (a) exhibits included on the exhibit list of any other parties in interest and (b) any pleading, hearing transcript, or other document filed with the Court in the above-captioned matter. August 6, 2021 Respectfully Submitted, Isl J. Albert Kroemer J. Albert Kroemer, Pro Se Texas Bar No. 11728400 Daena G. Ramsey Texas Bar No. 08093970 CANTEY HANGER LLP 4514 Cole Avenue, Suite 500 Dallas, Texas 75205 (214) 978-4100 (214) 978-4159 (Facsimile)

3

CERTIFICATE OF SERVICE I hereby certify that, on August 6, 2021, a true and correct copy of the foregoing document was served by the Electronic Case Filing System for the United States Bankruptcy Court for the Southern District of Texas, Houston Division. Isl J. Albert Kroemer J. Albert Kroemer Debtor: CBL & Associates Properties, Inc. 2030 Hamilton Place Blvd. CB Center, Suite 500 Chatanooga, 1N 37421 Debtor's Attorneys: Alfredo R. Perez Weil Gotshal et al. 700 Louisiana Suite 1700 Houston, TX 77002 U.S. Trustee: Hector Duran, Jr. U.S. Trustee 525 Rusk Ste3516 Houston, TX 77002

4

EXHIBIT 1 OWNERSHIP OF COMMON STOCK OF INSIDERS NAME POSITION DATE OF NO. OF SHARES FORM4 OWNED DIRECTLY & INDIRECTLY Michael I. Lebovitz President 2/17/21 69,283 Stephen D. Lebovitz Chief Executive 2/17/21 1,761,297 and Director Jeffrey V. Curry Chief Legal 2/17/21 256,420 Officer & Secretary Farzana Khaleel Executive Vice 2/17/21 156,289 President and Chief Financial Officer Katie Reinschmidt Executive Vice 2/17/21 41,652 President and Chief Legal Officer Charles B. Lebovitz Chairman of the 2/17/21 17,267,639 Board Michael L. Harrison, Executive Vice 2/17/21 28,025 Jr. President Carolyn B. Tiffany Director 1/6/20 33,091 Michael L. Ashner Former Director 3/19/20 15J250J000 TOTAL OWNED BY INSIDERS 34,853,696 TOTAL SHARES OUTSTANDING AS OF 3/31/21 196,569.917

5

0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 E5timated average burden [] Check thi5 box if no longer hours per response ... 0.5 subject to Section I 6. F 01m 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligation5 may SECURITIES continue See ln5truction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 6. Back to List of Tables
1. Name and Address of Reporting Person~
LEBOVITZ MICHAEL I
None None 2. Issuer Name and Ticker or Trading Symbol
CSL & ASSOCIATES PROPERTIES
INC I CBLAQ]
None None None None None None None None 5. Relationship ofReportmg Person(s) to Issuer
kChcck all applicable)
!-Director --103/oQ\
CJ
.,_X_ Officer (givt: riile bcla"·) __ Other (spcciCy below)
rresidcnr
None None None None
(Last) (First) (Middle)
2030 HAMILT ON PLACE BL VD.,
$UITE 500
None None 3. Date of Earliest Transaction (MM/DD.'YYYYJ
2/17/2021
None None None None None None None None None None None None None
1S1mttJ
CHATTANOOGA, TN 374216000
CCi:yJ (Slate) (Zip)
None None 1:1. If Amendment. Date Original Filed (MMIDDIYYYY) None None None None None None None None 6. Individual or Joint/Group Filing (Check Applicable Linc I
X _ form filc<I b)• One Reponing Person
_ Fonn rikd hy ?\fore 1ha11 One Reporting Pen.nil
None None None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None
I .Tille of Security
(Instr. 3)
2. r nrns. Date None None :!A. Deemed
Execution
Dale. if any
None 3. Tran:;. Code"
(Instr 8)
None 4. Si:euritic~ Acquired {Al
or Dtspos.cd of (D)
(Instr. 3, 4 and 5)
None None S. Amount of Sccurilics Beneficially Owned
Following Reported TransacLion(s)
{lnslr. 3 3nd 4)
None None None 6.
Owners.hip
r-onn:
Di1cct(D)
or lndirccl
(I) (Instr.
4)
7. Nature
of lndirec1
Beneficial
OV111crship
(Instr. 4)
None None None None None None Code V Amount (A) or
(D)
Price None None None None None None
Common Stock 2/17/2021 None None None F 13H9H D $.JO 6904S2.9886 None None None D
Common Stock None None None 1830.099 None None None 1ill B,·
Spouse
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None
None None 4. Trans. Code
(fns1r 8)
None None 5. Numb~rof
Derivative Securities
Acquired (A) or
Dispo~cd of (D)
(Instr, 3, 4 and 5)
None 6. Date Excrci.,ablc and
Expiration Date
None None 7. Title and Amounl of
Securities t:n<lcrlying
Derivative Security
(Instr. 3 and 4)
None None S. Price of
Derivative
Security
(ln>tr. 5)
9. Nwnbcr of
dcrj,•ativc
Sccuritii:s
Bcncfici:11ly
Owned
Following
Reported
Tr:msaction(s)
(Instr, 4)
10.
Ownership
Form of
Derivative
Security
Ditcct (□)
01· Indi1 eel
(1) (Instr.
4)
1 l. Nature
or
lndirccl
BC11diri.al
Ownership
(lns1r. 4)
None None None None None I
(A) (DJ
None 'I
D~•·
Ei:rir.tti~n
U~1a:i:..1hlc Dale
None None I
Title Amount or Numhcr of
Shares
None None None None None None
0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 E5timated average burden [] Check thi5 box if no longer hours per response ... 0.5 subject to Section I 6. F 01m 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligation5 may SECURITIES continue See ln5truction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) The Reporting Person disclaims beneficial ownership of the reponed securities except to the extent of his pecuniary inLerest therein. Repor1ing Owners
Table 2 on page 6. Back to List of Tables
Repor!ing Owner Name/ Address Relationships
None Director 10% Owner Officer ~!her
LEBOVITZ MICHAEL I
2030 HAMILT ON PLACE BL VD., SUITE 500
CHA ITA NOOGA, TN 374216000
Presidcnr
Signatures Isl Jeffery V. Curry, attorney-in-fact for Michael I. Lebovitz 2/18/2021 ~Signature of Reporting Person Reminder: Report on a separate line for each class of secmities beneficially owned directly or indirectly. * lflhe form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatcmenls or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and I 5 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the colleclion of infonnation contained in this form are not required to respond unless the form displays a currently valid 0MB control number.

6

0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response. .. 0.5 subject to Section 16. Fmm 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Forni 5 obligations may SECURITIES continue. See Instruction 1( b). Filed pursuant to Section l6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 7. Back to List of Tables
I. Name and Address ofReponing Person.:
LEBOVITZ STEPHEN D
None None None None None 2. Issuer Name and Ticker or Trading Symbol
CBL & AS SOCIA TES PROPERTIES
[NC I CBLAQ]
None None None None None None None None None 5. Relationship of Reporting Person(s) to Issuer
,Check all applicable)
_x_ Di1ccLOT --10% Ownc1
_X_ Officer (give Litle below) __ Other (specify below)
CEO
None None None None
(Last) (First) (Mi<ldleJ
2030 HAMILT ON PLACE BL VD.,
SUITE 500
None None None None None 3. Date of Earliest Transaction (MMIDD/YYYYJ
2/17/2021
None None None None None None None None None None None None None None
(Street)
CHATTANOOGA, TN 374216000
(City) (State) !Zip)
None None None None None ~-If Amendment. Date Original Filed (MMmDIYYYY) None None None None None None None None None 6. Individual or Joint/Group Filing (Check Applicable Llnc\
~X _ Fann lilcd by One Reponi11g Person
~ Fnrm fikd hy Mcm: than One Rcponing Person
None None None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None None None None None
l .TiLlr.: of Security
(Instr. 3)
None None None 2 Trans. Dale None None 2A. Deemed
ExccULion
Dale, if any
None 3 Trans Code
(lnslf. 8)
None 4. Sccurnic:s Acquired (A)
or Disposed of (D)
(Instr. 3. 4 and 5)
None None None 5 Amount or ScL:uri1i,.;s Bi.:nciicially Owned
follo"jnig Rt:purtcd Transaction(s)
(Instr 3and4)
None None None 6.
Ownership
Fem,:
Dircct(D)
01 lndircel
(I) (lnstr.
4)
7. ~arurc
of Indirect
Beneficial
Ownership
(Instr. 4)
None None None None None None None None None Code V Amount (A)or
(DJ
None Price None None None None None None
Common Stock None None None l/17/2021 None None None F 43777 D None S.JO 1701281.91 None None None D
Common Stock None None None None None None None 9650 None None None l illill By Trust
Common Stock None None None None None None None 49365 None None None r.lliru By Trust
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None None None None None
None l.
Conversion
rn Exercise
Pt ice of
Derivative
Security
3. Trans.
Dmc
3A. Deemed
Exccu1iun
Date, if any
None -4. Trans, Code
(Instr. 8)
None None 5. Number or
bcnva:ive Securities
Acquired (A) or
Disposed of(D)
(Instr. 3, 4 and 5)
None 6. Dati.: Exercisable and
Expira1ion Date
None None 7 Tille and A1110un1 of
Securities Underlying
Derivative SccLJrity
(Instr. 3 and 4)
None None None S. Price of
Ocriv.:1th·c
Security
(Instr. 5)
9. Number of
dcrivmivc
Securities
Beneficially
Owned
Followin2
Reponed
Transaction(s)
{lnSlr. 4)
10.
Ownership
Fonn of
Dcrivati\c
Security:
Di,cct(D)
or Indirect
(I) (Instr.
4)
11. Nature
u(lod,rN:1
UC"ntfic-i:.J
Owno"'lup
(ln,u-, 4)
None None None None None Code V None None I
(A) {DJ
None I
Date ExpirQtion
F.xl'rcisiJble Date
None None I
Title Amount or Number or
Shares
None None None None None None None
0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response. .. 0.5 subject to Section 16. Fmm 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Forni 5 obligations may SECURITIES continue. See Instruction 1( b). Filed pursuant to Section l6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (2) Stephen D. Lebovitz Irrevoeab!c Trust U/A dated 2/27/1998, Charles B. Lebovitz, Trustee (3) By Stephen D. Lebovitz and Lisa S. Lebovitz Irrevocable Trust U/A dated 4/5/2003, Michael I. Lebovitz, Trustee Reporting Owners
Table 2 on page 7. Back to List of Tables
Reporting Owner Name I Address Relationships
None Director 10% Owner Officer bthc,
LEBOVITZ STEPHEN D
2030 HAMILT ON PLACE BLV D., SUITE 500
~HATIANOOGA, TN 374216000
X CEO
Signatures Isl Jeffery V. Curry, attorney-in-fact for Stephen D. Lebo,•itz 2/18/2021 .::,:Signinure of Reporting Per.son Date Reminder: Repo,1 on a separate line for each class of securities beneficially owned directly or indirectly. +. If the fonn is filed by more than one reporting person. see Instruction 4(b) (v). Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See IX U.S.C. I 001 and 15 U.S.C. 78ff(a), Note: File three copies of this Fmm, one of which must be manually signed. lfspace is insufficient, see Instruction 6 for procedure.

7

IFORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0.5 subject to Section I 6. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See [nstruction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 8. Back to List of Tables
I. Name and Address of Reporting Person.:
Curry Jeffery V.
None 2_ Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES
INC I CBLAQ I
None None None None None None None 5. Relationship of Reporting Person(s) to Issuer
Check all applicable)
_ Din.:L:tor - -10% Ownc,
_x_ omcer (give lille below) __ Olher [specify below)
!Chief Legal Officer & Sec.
None None
(Last) (First) (Middle)
2030 HAMIL TON PLACE BL VD.
None 3. Date of Earliest Transaction (MM/DD/YYYY)
2/17/2021
None None None None None None None None None None
(Sift«)
CHATTANOOGA, TN 37421
1C11)1 (Suuo} \Zip)
None ~-If Amendment, Date Original Filed (MMIDDlYYYYJ None None None None None None None 6. Individual or Joint/Group Filing (Check Applicable L,n.:}
X _ Form filed by One Reporting Person
_ Form filed by More than One Rcponing Person
None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None
I. Title of Sccwicy
(lnstr 3)
2. Trans. Date None 2.A. Deemed
Execution
Date, if any
J. T1ans. Code
(Instr. 8)
None 4. Sccu1 itics Acquired (A)
or Disposed of (D)
(lnstr. 3, 4 and 5)
None None 5. Amounl of Securities Beneficially Owned
Following Reponed Transaction(s)
(lnstr, 3 and 4)
None 6.
0\\'llt!rship
Form:
Dircc,(D)
or lndirecL
(!J (Instr,
4)
7. Karu,e
of lndirecL
Beneficial
0\.\.11ershir
(lnslr.4)
None None None None Cod< V Amount (A)or
ID)
Price None None None None
Common Stock 2/17/2021 None F 14022 D S.10 256419.6906 None oJ.llill
Preferred Series D Depositary Shares None 2283.991 None 0
Preferred Series D Depositary Shares None 3600 None ,m B,·
sPouse
Prcfcrr-cd Series E Depositary Shares None 1000 None D
Table II -Derivatiyc Securities Beneficially Owned (e.g., puts, calls, warrants, options, conyertible securities) None None None None None None None None None None None None
IFORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0.5 subject to Section I 6. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See [nstruction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) 4,858.4080 shares of the reported total are held in an accounl owned jointly by the Reporting Person and his spouse. (2) 7,511.282 shares of the reported total are held in the Reporting Person's IRA Account. (3) The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Rcporlini: Owners
Table 2 on page 8. Back to List of Tables
Reporting Owner Name/ Address Relationships
None Director 10% Owner Officer K)the1
!Curry Jeffery V.
2030 HAMILT ON PLACE BL VD.
CHATTANOOGA, TN 37421
Chief Legal Officer & Sec.
Signatures /s/ Jeffery V. Curry 2/18/2021 .:.:signature of Reponing Person Dale Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b )(v). Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. I 001 and 15 U.S.C. 78/f(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

8

!FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response ... 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fonn 5 obligations may SECURITIES continue. See Instruction I (b ). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 9. Back to List of Tables
I. Name and Address of Reporting Person.:
MI TCH£LL FARZANA K
None None None None None 2. Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES
fNC I CBLAQ I
None None None None None None None 5. Relationship ofReporting Person(s) to Issuer
'Chc!ck all applicable)
--Director --10% Owner
_X._ Orricer (give Lille: below) __ Olher (speci ry bdow)
E;1,:ecVP-CFO
None None None None
(Last) (First) (\!id die)
2030 HAMIL TON PLACE BLV D.,
SUITES00
None None None None None 3. Date of Earliest Transaction (MMIDDIYYYYJ
2/17/2021
None None None None None None None None None None None None
(Street)
CHATTANOOGA, TN 374216000
(Ci!)") (SIBIC) 4Zi~l
None None None None None -1. Tf Amendment. Date Original Filed (MWDDIYYYY) None None None None None None None 6. Individual or Joim/Group Filing (Check Appl;cablc L1n<l
X _ l~orm filed by Om: Rt:paning Person
_ Form iikd hy ~fort than One Reporting Person
None None None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None None None
l. Titk of St:curity
(Instr. 3)
None None None 2. Tnms Dale None None ~A. Deemed
E'-ccution
Dale, if any
None 3 Trans. Code
(Instr. 6)
None 4. Securities Acquired (A}
or Disposed of (D)
(Instr. 3, 4 and 5)
None 5 Amount of Sccurilics Bcnclicid.lly Owned
Follo\\'ing Rcponcd Tnmsaction(s)
(Instr. 3 and 4)
None None None 6.
Ownership
Form:
Direct (D)
01 Indirect
(I) (Instr.
4)
1. Nature
uflndirccl
8CJ1cliclal
Owncrs\1ip
(ln,u. 4)
None None None None None None None None None Code V None (A)or
Amoum (D) Price:
None None None None None None None
Common Stock None None None 2/17/2021 None None None F None 15009 D S.JO None 1S6289 None None None D
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None None None
J. Tilh~ ur Dc:rivale
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Dcrivalivc
Security
3. Trans.
Dale
3A.Dccmcd
Execution
Dale, if any
None ~-Tran,!;. Code
(Instr. 8)
None None 5. Number of
Derivative s~curi1ies
Acquired (A} or
Disposed or (D)
(Instr. 3. 4 and 5)
None 6. Date Exercisable and
Expiration Date
(
None 7. Title and Amount of
SecuriLies Underlying
Deri\'ative Security
Instr. 3 and 4)
None None 8. Price of
Derivallve
Security
(ln.slr. 5)
9. Number of
derivat.ive
Securjties
Re-nt:ricially
Owned
Following
Reported
T ransacrionfs)
(lnstr.4)
10.
Owner:;.hip
Fann of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
] I. \larurc
af Indirect
Bcncftciul
Q~\'UC'f~ip
(Inn,. 4)
None None None None None Code V None None I
(A) (D)
None 0>1< . , ~xpu;mon
f. crru:ihlc O.tc
None Tille IAmounL or Number of
Shares
None None None None None None
!FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response ... 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fonn 5 obligations may SECURITIES continue. See Instruction I (b ). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: Rcporling Owners
Table 2 on page 9. Back to List of Tables
Reporting Owner Name/ Address Relationships
None Director 10% Owner Officer Othe,
MITCHELL FARZANA K
Z030 HAMILTON PLACE BLV D., SUITE 500
CHATTANOOGA, TN 374216000
Exec VP-CFO
Signatures Isl Jeffery V. Curry, Attorney-In-Fact for Farzana Khaleel 2/18/2021 ~Signature of Reporting J>erson Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * lflhe form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constirute Federal Criminal Violations. See 18 U.S.C. l 001 and 15 U.S.C. 78ff(a). Note: File chree copies of this form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.

9

!FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number; 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box ifno longer hours per response, .. 0.5 subject to Section 16. Fmm 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fonn 5 obligations may SECURITIES continue. See Instruction 1( b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 10. Back to List of Tables
None None None None None None None None None None None None None None i$. Relationship ofReponing Person(s) to Issuer
KChcck all applicable)
--
1-Dircctor 10¾ Ownc1
~x- Officer (givt' liLlc: bdow) __ Other (specify hc:low)
E:i:ce VP-Chieflnvest. Officer
None None None None
(Last) (first) (:'vliddle)
2030 HAMIL TON PLACE BLV D.,
SUITE 500
None None None None None 3. Date of Earliest Transaction (MMfDDl)"YYYi
2/17/2021
None None None None None None None None None None None None
!Stm:l)
CHATTANOOGA, TN 37421
1Cui·1 (Slolc) (Zip)
None None None None None 4 If Amendment, Date Original Filed (MMIDDIYYYY) None None None None None None None 'I. Individual or Joint/Group Filing (Check Applicable 1.,ncl
X _ Fo1m flli:d b)• One Reporting Person
;__ Form fil-i:d b} More than One Reponing Person
None None None None
Table J -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None None None
I. Title of Si:curity
(Instr. 3)
None None None 2. Trans. Date None None 2A. Dccm~d
Excculion
l1a1c, if any
None 3. Trans, Code.:
(lnsu·. S)
None 4. Securities Acquircc..l ( A)
or Disposed of(D)
(instr, 3, 4 and 5)
None 5 Amounl of Securities Bcncfo;i;j_ll}' Owned
Fulluwing Rcpuncd Trans:aclion(s)
tJnslr. 3 and 4)
None None None 6.
Ownership
Fonn:
Di1ccl(DJ
01 Indirccl
(l)(lnm.
4)
7. :'\aturc
or rndirccl
Beneficial
Ov.1'crsh1_p
(lnst1. 4)
None None None None None None None None None Code V None (A)OI
Amount (DI Price
None None None None None None None
Common Stock, S.01 Par Value None None None 211712021 None None None F None I 750 D S.10 None 41652.84 None None None D
P..-cfcrrcd Series D Depositary Shares None None None None None None None None 417 None None None D
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None None None
1. Title of Dcri,•alc
Security
(Instr. 3)
2.
Convc1s1on
or Exercise
Price of
Derivative
Security
3. Trans.
Dale
3A. Deemed
Execution
Date, if any
None 4 Trans. Code
(Instr, 8)
None None 5. Number of
Derivative Sccur1Lics
Acquired (A) or
Disposed of(DJ
(Instr, 3. 4 and 5)
None 6. Da\c Excn.:isablc a.nd
Expira1ion Date
None 7. Title ;md Amounl of
Securities Undcrlyin~
Dcri\·ativc Security
(Instr. 3 and 4)
None None R. Price of
Derivative
Securiry
(Instr 5)
9, Number of
dc.-ivativc
Securities
Beneficially
O\\TICd
Following
Reported
Tr:lli!l3-Cl1ctnl1)
rln,1r.~l
I 0.
Ownership
Form of
Dcrivari,·1.:
Security:
Di,ccl(D)
01 Jndirccl
(I) (1nm
4)
None
None None None None None Code: V None None (Al (!)) None I
Dale Expiration
E~crcis.abk- Date
O
None I
T'1 1 1e SAhmanou:sn t or Number of
None None None None None None
!FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number; 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box ifno longer hours per response, .. 0.5 subject to Section 16. Fmm 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fonn 5 obligations may SECURITIES continue. See Instruction 1( b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: Reporting Owners
Table 2 on page 10. Back to List of Tables
Reporting Owner Name/ Address Relationships
None Director 10% Owner <)fficer Othe1
Rcinsmidt Kathryn A.
2030 HAMILT ON PLACE BLV D., SUrTE 500
CHATTANOOGA, Th' 37421
Exec VP-Chief Invest. Officer
Signatures /s/ Jeffery V. Curry, attorney-in-fact for Kathryn A. Reinsmidt 2/18/2021 .::si_gm.1rurc of Reporting Person Date Reminder; Report on a separate line for each class ofsecu1ities beneficially owned directly or indirectly. * If the fonn is filed by more than one reporting person, see Instruction 4(b )(v). Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. I 00! and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of infom1ation contained in this fom1 are not required to respond unless the form displays a currently valid 0MB control number.

10

0MB APPROVAL IFORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response .. 0.5 subject to Section 16. form 4 01 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 11. Back to List of Tables
I. Name and Address of Reporting Person ~ 2
LEBOVITZ CHARLES B
None None None None . Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES
INC I CBLAQ I
None None None None None None None 15. Relationship of Reporting Person(s) to Jssuer
Chtck all applicable)
.._x_ Di1ectm _x _ JO% O\,)mer
L-x_ OiTit:tr (givt Lilll· below) __ Ot.htr (Spt:c.:ify bdow)
Chairman of the Board
None None None None None None
3
(La<I) (first) (Middle)
2030 HAMIL TON PLACE BL VD.,
SU1TE 500
None None None None . Date of Earliest Transaction (MMll)DIYYYY)
2/17/2021
None None None None None None None None None None None None None None
(S1rcotl 4
CHATTANOOGA, TN 374216000
(Cit}•) (Stille) fZipJ
None None None None . Tf Amendment, Date Original Filed (MMmDNYYY) None None None None None None None 6. Individual or Joint/Group Filing (Check Appl;cablc l.tn<l
1-X _ Fonn filed by One Reporting Person
_ Fonn filed by More than One Rermning Per~on
None None None None None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None None None None
]_Title of Security
(lnm.3)
None None 2. Trans Dale None :2A. Deemed
EXL:CU{ion
Date. if any
None 3. Trans Codi:
(Instr. 8)
None 4. Sccuritit!s Acquin.:d (A J
or Disposed of (D)
(1nm. 3. 4 and 5)
None None S. Amount ofSccurilics Bcncfici~lly Ov,.•ncc.1
Following Reported Tr;ms.action(s.)
(Instr. 3 and 4)
None None None 6.
Ownership
Foml:
Dircct(D)
01 lnd,rccl
(/) (Instr.
4)
None 7. Nature of
lndin.!Cl
Beneficial
Ownership
(lnso·. 4)
None
None None None None None None None Code V Amount (A) or
(D)
Price None None None None None None None None
Common Stock None None 211712021 None None F 1777N D S.10 1013137.387 None None None D None None
Common Slock None None None None 15729378.764 None None None Jill None By
Corporalinn
None
Common Stock None None None None 26052 None None None Jill None By Trust None
Common Stock None None None None None 489071 None None None 1.ill None By
Partnership
None
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None None None None
None 3. T1ans.
Date
3A. Deemed
Execution
Dnle, if nny
None 4, Tians, Code
(Instr 8)
None 5. Numbe1 of
Derivalivc Secmities
Acquired (A) or
Dispnsed of 1D)
(lnslr, 3. 4 ai1d 5)
None 6, Date Exel'cisable and
Expiration Dale
None None 7. Title and Amount of
Securities Under!) ing
Dcri\'ative Securily
(Instr. 3 and 4)
None None 8, P1 ice of
Derivative
Sccurily
(Instr. 5)
9. Number of
d..:rivative
Securities
Benefici::lly
Owned
Following
Reported
T ransaction(s}
ilnstr.4)
None I 0.
Ownership
Fonn of
Deri\'ative
Sccuritv:
Dirtc1(D)
or l11direcl
(l) (lnslr.
4)
None 11. Naru1·e
oflndirecl
8cJti::fit'JOII
01>0,en.,ip
Onm.4)
None None None None Iv
Code
None I

{A"! (I))
None I
Dale ; Expira1ion
Exercisable Date
None None Titlcl A111uw,1 <>rNumbcr of
Shan:s
None None None None None None None None
0MB APPROVAL IFORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [ ] Check this box if no longer hours per response .. 0.5 subject to Section 16. form 4 01 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l(b). Filed pursuant to Section l 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Rcporling Owners
Table 2 on page 11. Back to List of Tables
Reporting Owner Name/ Address None
None Dircc101 10% Ownc !Officer K}the1
Signatures Isl Jeffery V. Curry, Attorney-in-fact for Charles B. Lebovitz 2118/2021 ~Signature of Reporting Per:.on Date Reminder: Report on a separate line for each class of sccuri ties beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See I 8 U.S.C. 1001 and 15 U.S.C. 78tf(a). Note: File three copies of this Fonn, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control

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!FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l (b). Filed pursuant to Section J 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 12. Back to List of Tables
None None 2. Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES
£NC I CBLAQ I
None None None None S. Relationship of Reporting Person(s) to Issuer
~Check all applicable)
_r.>ireclor --10% Owner'
_ X_ Officer (give Lille below) _ _ 0lher (specify below)
Executive VP -Operations
None None
(Last) (First) (:'Aiddle)
CBL CENTER, SUITE 500, 2030
HAMILTON PLACE BLVD.
None 3. Date of Earliest Transaction (MM/DD/YYYYJ
2/17/2021
None None None None None None None
!Sm:oll
CHATTANOOGA, TN 37421
1C1tyl (Stoouj (~.>p)
None 14. If Amendment. Date Original Filed (MWDDN\'YYJ None None None None ,. Tndividual or Jaine/Group Filing (Check Applicable I.in<)
_X _ Form filed b~• One Reporting Person
_ Form lilc-d hy MO!r: than One Reporting Person
None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None
l.Tilk ofSccuriiy
(Inslr. J)
2 Tr.ins Date None ~A. Dci.:rni.;d
Execution
Date, if any
3. TrdnS. Code
(Instr. 8)
4. Sccurilics Acquired (A)
or Disposed of(D)
(Instr. 3, 4 ond 5)
5. Amount of Securities Ecncfo:ially Owned
Fullowin~ Rcpor1cd Transaction(s)
(Instr. 3 and 4)
None 6.
Owm:rShip
Form:
Direct(D)
m lndirccr
(I) (Instr.
4)
7. Narurc
ol lndircct
Beneficial
Owncr.;hip
(lnslr. 4)
None None None None Code V (A)or
AmounL ID) P1ice
None None None None
Common Stock 2/17/2021 None F H31 D S.10 28024.877 None D
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None
!FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l (b). Filed pursuant to Section J 6(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: Reporting Owners
Table 2 on page 12. Back to List of Tables
Reporting Owner Name / Address Relationships None None None
None Director 10% Owner Officer Othet
Harrison Michael C-Jr.
CB.L CE TER, SUITE 500
2030 HAMlLT ON PLACE BL VO
CHATTANOOGA. TN 37421
IExecutin VP -Operations
Signatures /s/ Jeffery V. Curry, attorney-in-fact for Michael C. Harrison Jr. 2/18/2021 .::signature ofRcponing Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. '- If the form is filed by more than one reporting person, see Instruction 4(b )(v). Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. l 001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.

12

jFORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response .. 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l (b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 13. Back to List of Tables
I. Name and Address of Reporting Person_:
TIFFA NY CAROLYN
None None None None None i-2-Issuer Name and Ticker or Trading Symbol
CBL& ASSOCIATES PROPERTIES
INC I CBL I
None None None None None None None 5. Relationship ofReponing Person(s) to Issuer
Check all applicable)
_x_ Director --10% Ownc1
_ Officer (gi\'e liLlc. be.low) __ 0Lhe1 (specify below)
None None None None
(Last) (First) (Middle)
44 HOPKINS ROAD
None None None None None 3. Date of Earliest Transaction (MM/DD/YYYY)
1/6/2020
None None None None None None None None None None None None
(Sucei)
ARLINGTON, MA 02476-8109
(City) (State) (Zip)
None None None None None 4. If Amendment, Date Original Filed (MMIDD/YYYYJ None None None None None None None G. Individual or Joint/Group Filing (Check Applicable UneJ
X _ Form filed by One Reporting Per.son
_ F:,rm r1f-cd by Mon: than One Reporting PcrSon
None None None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None None None None None None None None None None
].Title: of Security
(Instr 3)
None None None 2. T1 ans. Date None None 2A. Deemed
Execution
Date, if arty
None 3. T1ans Code
(Instr.~)
None 4. Sccwitics Acquired (A)
or Disposed of (D)
(lnslr. 3, 4 and 5)
None 5. Amount of Securities Beneficially Owni:d
Following Rc:poncd Trans.:i.ction(s)
(Instr. 3 and 4)
None None None 6.
Ownership
Form:
Direct (D)
or lndirecl
(I) (Instr.
4)
7. Narurc
of fndirecl
Beneficial
Ownership
(Instr. 4)
None None None None None None None None None Code V None (Al or
Amount (D) Price
None None None None None None None
Common Stock None None None 1/6/2020 None None None A None 160261.!.J .-\ so None 33091 None None None D
Table II -Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None None None None None None None None None None
I. Title of Dcrivi:!.lC
Scc;uriry
(Instr. 3)
2.
Conversion
or Exercise
P1ice of
Dcrivarivc
Sccudty
3. Trans.
Date
3A. Deemed
Execution
Date. if any
None 4, Tnsns. Code
(Instr. 8)
None None 5.Numbcrof
Derivative Securities
Acquired (A) or
Disposed or (D)
(lns1r. 3. 4 and 5)
None 6. Dale Ex~rcisablc and
Expirntion Date
None 7. Title and Amounl of
Securities Underlying
Dcrh·acivc Security
(Instr. 3 and 4)
None None 8. Price of
Derivative
Security
(Instr 5)
9. Number of
derivative
Securities
Bcncficiillly
Owned
Following
Reported
Transaction(s)
(Instr. 4)
None None
None None None None None Code V None None I
(A) (DI
None ,,F.
Dote p ft>l 11n
.f a<rciS'Jbk O.ir
None I
Titlo Amount or Number of
Shares
None None None None None None
jFORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL 0MB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response .. 0.5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Form 5 obligations may SECURITIES continue. See Instruction l (b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (1) Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. Rcportin~ Owners
Table 2 on page 13. Back to List of Tables
Reporting Owner Name/ Addres. Relationships
None Director I 0% Owner Officer Other
None X
Signatures /s/ Jeffery V. Curry, attorney-in-fact for Ms. Tiffany 1/9/2020 ::signarure of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See I 8 U.S.C. I 001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the fonn displays a currently valid 0MB control number.

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EXHIBIT 2.i 0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-02R7 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0 5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fom1 5 obligations may SECURITIES continue. See Instruction 1( b ). Filed pursuant to Section 16( a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
Table 1 on page 14. Back to List of Tables
1. Name and Address of Reporting Person~
lASH ERMICHAELL
None 1. Issuer Name and Ticker or Trading Symbol
CBL & ASSOCIATES PROPERTIES
INC I cbJ l
None None None None 5. Relationship ofReponing Person(s) to Issuer
Check all applicable)
_X_ Di1cc1or --JO•to Ownc1
_ Officer (give Lille bclo\,) _ _ 0Lhcr (specify below}
None None
(Last) (Fi1st) (Middle)
C/O WINTHROP CAPITAL, TWO
UERICHO PLAZA WING A
None 3. Date of Earliest Transaction (MM1DDIYYYY)
3/19/2020
None None None None None None None
(Strcei)
U"E,RICHO, NY 11753
ICity) (S1>1c) (7.ip)
None -I. Tf Amendment. Date Original Filed (MM/DTJ/YYYY) None None None None 16. Individual or Joint/Group Filing (Check Applicable Line)
X _ furm iilc:<1 ta)• One Reponi11g Person
f----tn,m filed h~ rvforc than One Reporting Person
None None
Table I -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned None None None None None None None None None
1.Titk of Sccuriry
(Instr. 3)
2. Trans. Date None 2A. Deemed
ExL·cution
Dale, if any
3. Trans. Code
(lnslr. 8)
4, Securities. Acquired (A)
ur Dispo,;cd or (D)
(Instr. 3, 4 and 5)
5. Amoun1 of Securities Bi.:neficiJlly OwncJ
Following Rcponcd T1ansac1ion(s)
(Instr 3 and 4)
None 6
Ownership
Fann:
Direct(D)
or lndirccl
(I) (1nm,
4)
1. Narurc
nflndiri::1.1
Bcncfic1:il
o-.-ncr,;ldp
(lnsir. 4)
None None None None Code V (A)or
Amounl (D) Price
None None None None
Common Stock 3/19/2020 None p 1116909 A S0.34 1S250000 ill None I •••
noreill
Table II -Derivatin Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) None None None None None None None None None
EXHIBIT 2.i 0MB APPROVAL !FORM 4 UNITED STA TES SECURITIES AND EXCHANGE COMMISSION 0MB Number: 3235-02R7 Washington, D.C. 20549 Estimated average burden [] Check this box if no longer hours per response ... 0 5 subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF Fom1 5 obligations may SECURITIES continue. See Instruction 1( b ). Filed pursuant to Section 16( a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Explanation of Responses: (I) 15,216,909 shares are held directly by Exeter Capital Investors, L.P. ("Investors"). 33,091 shares are held by Michael L. Ashner ("Ashner") for the benefit of Investors. The general partner of Investors is Exeter Capital GP LLC ("GP"), the managing member of which is WEM Exeter LLC ("WEM"). Ashner is the managing member of'NEM. On a fully diluted basis, Mr. Ashner owns 2,045,153 of the shares owned by Investors. Reporting Owners
Table 2 on page 14. Back to List of Tables
Relationships None None None
Di recto I 0% Owne1 fficer the,
X
Signatures Michael L. Ashner 3/1912020 .::signaLurr orRcporLing Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the fonn is filed by more than one reponing person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constimte Federal Criminal Violations, See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: Filt: three copies ufthis Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a cun·ently valid 0MB control nwnber.

14