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Full title: Certificate of Service of Notice to Former Investors in the PFI Enterprise of Bar Date for Filing Proofs of Claims and Non-Personalized Former Investor Proof of Claim Filed by Other Prof. Donlin, Recano, and Company, Inc. (related document(s)688 Order on Motion to Set Last Day to File Proofs of Claim, Order on Motion for Miscellaneous Relief). (Mapa, Rommel) (Entered: 07/29/2021)

Document posted on Jul 28, 2021 in the bankruptcy, 19 pages and 0 tables.

Bankrupt11 Summary (Automatically Generated)

ALAN LEGG (LAUDISIO TRUST) ALISON BARBARA COSTADRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY544P001-1458A-040 007544S001-1458A-040 007545P001-1458A-040 007546P001-1458A-040 ATE OF LYNN GOULDTHORPE ESTATE OF LYNN GOULDTHORPE ESTATE OF MARGARET CASEY ESTATE OF MARIE THERESE MARQUETDRESS INTENTIONALLY OMITTED PENSCO TRUST CO GLENN CASEY ISABELLE MARQUETADDRESS INTENTIONALLYOMITTED ADDRESS INTENTIONALLY OMITTED550P001-1458A-040 007550S001-1458A-040 007551P001-1458A-040 007552P001-1458A-040 ATE OF RIMON ISSAC ESTATE OF RIMON ISSAC ESTATE OF ROBERT BROUN ESTATE OF TOMOKO KIMURARIAN ISAAC IRA SVC DARYL TRAN ADDRESS INTENTIONALLY OMITTED INTENTIONALLY OMITTED597P001-1458A-040 007598P001-1458A-040 007560P001-1458A-040 007599P001-1458A-040 ERMAN FAMILY TRUST PATSY JEAN NALLEY PENSCO TRUST CO PUTNAM ZIEGLER REV LIVING TRUSTDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED600P001-1458A-040 003879P001-1458A-040 003880P001-1458A-040 007601P001-1458A-040 NI JACOBS RENE TORRENTE SURVIVORS TRUST RENE TORRENTE TRUST ROBERTDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED IRA SVC ADDRESS

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Document Contents

1 SHEPPARD, MULLIN, RICHTER & HAMPTON LLP A Limited Liability Partnership 2 Including Professional Corporations ORI KATZ, Cal. Bar No. 209561 3 J. BARRETT MARUM, Cal. Bar No. 228628 MATT KLINGER, Cal. Bar No. 307362 4 JEANNIE KIM, Cal. Bar No. 270713 Four Embarcadero Center, 17th Floor 5 San Francisco, California 94111-4109 Telephone: 415.434.9100 6 Facsimile: 415.434.3947 Email: okatz@sheppardmullin.com 7 bmarum@sheppardmullin.com mklinger@sheppardmullin.com 8 jekim@sheppardmullin.com 9 Counsel for the Debtors 10 11 UNITED STATES BANKRUPTCY COURT 12 NORTHERN DISTRICT OF CALIFORNIA 13 SAN FRANCISCO DIVISION 14 15 In re Case No. 20-30604 (Jointly Administered with Case No. 20- 16 PROFESSIONAL FINANCIAL 30579, 20-30908, 20-30909, 20-30910, 20- INVESTORS, INC., a California 30911, 20-30912, 20-30913, 20-30914, 20- 17 corporation, et al, 30915, 20-30916, 20-30917, 20-30919, 20- 30920, 20-30922, 20-30923, 20-30924, 20- 18 Debtors. 30925, 20-30927, 20-30928, 20-30929, 20- 30930, 20-30934, 20-30935, 20-30936, 20- 19 30937, 20-30938, 20-30939, 20-30940, 20- 30941, 20-30942, 21-30082, 21-30084, 21- 20 30085, 21-30086, 21-30087, 21-30088, 21- 30089, 21-30093, 21-30094) 21 Chapter 11 22 The Hon. Hannah L. Blumenstiel 23 24 CERTIFICATE OF SERVICE 25 Related to Docket No. 688 26 27 28

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1 I, Calvin E. Dickson, declare: 2 I am a citizen of the United States and am employed in the County of Kings. I am over 3 the age of 18 years and not a party to the within-entitled action. My business address is 4 6201 15th Avenue, Brooklyn, N.Y. 11219. 5 On the 1st day of July, 2021, I caused to be served the following documents: 6 • Notice to Former Investors in the PFI Enterprise of Bar Date for Filing Proof7 of Claims, a copy of which attached hereto as Exhibit 1, and 8 • Non-Personalized Former Investor Proof of Claim, a copy of which attached 9 hereto as Exhibit 2, 10 on FORMER INVESTORS (Exhibit 3) on each party listed by US First Class Ma11 delivery in the manner, and upon the parties as indicated, attached hereto. 12 On the 1st day of July, 2021, I caused to be served the following documents: 13 14 • Notice to Former Investors in the PFI Enterprise of Bar Date for Filing Proofof Claims, a copy of which attached hereto as Exhibit 1, and 15 • Non-Personalized Former Investor Proof of Claim, a copy of which attached 16 hereto as Exhibit 2, 17 on UNITED STATES TRUSTEE (Exhibit 4) on each party listed by Email delivery i18 the manner, and upon the party as indicated, attached hereto. 19 20 21 I declare under penalty of perjury under the laws of the State of New York and the United 22 States of America that the foregoing is true and correct, and that this declaration was 23 executed on July 28, 2021, Brooklyn, New York. 24 25 /s/ Calvin E. Dickson 26 Calvin E. Dickson 27 28

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EXHIBIT 1

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1 UNITED STATES BANKRUPTCY COURT 2 NORTHERN DISTRICT OF CALIFORNIA 3 SAN FRANCISCO DIVISION 4 Chapter 11 In re: 5 Case No. 20-30604 PROFESSIONAL FINANCIAL INVESTORS, INC., et al.,1 6 (Jointly Administered) 7 NOTICE TO FORMER INVESTORS IN THE PF Debtors. ENTERPRISE OF BAR DATE FOR FILING 8 PROOFS OF CLAIM 9 TO: FORMER INVESTORS THAT DID NOT HOLD A CURRENT INVESTMENT IN TH10 PFI ENTERPRISE AS OF JULY 26, 2020: 11 The United States Bankruptcy Court for the Northern District of California (the “Court”) entered aorder (the “Investor Bar Date Order”) in the above-captioned chapter 11 cases (the “Cases”) of th12 below-listed debtors and debtors-in-possession (the “Debtors”) fixing the deadline as August 22021, at 11:59 p.m. (prevailing Pacific Time) (the “Investor Bar Date Deadline”) for all individual13 and entities who invested in the Debtors and their non-debtor affiliates, Professional Investors 2LLC, PFI Glenwood LLC and Professional Investors 50, LLC (collectively with the Debtors, the “PF14 Enterprise”) by purchasing an investment product or making an investment offered by any of the PEnterprise entities, whether through straight notes, deeds of trust on PFI-owned property, or equit15 interests in PFI-managed LLCs or LPs (an “Investor”), to submit completed and signed proofs of clai(“Proofs of Claim”) under penalty of perjury, together with supporting documentation, in these Case16 You are receiving this notice because, at one time, you may have been an Investor in the PF17 Enterprise, although the Debtors’ books and records show that you did not hold any investments ithe PFI Enterprise as of July 26, 2020 (a “Former Investor”). As a Former Investor, the Debtors18 books and records show that you do not have a claim, as defined in section 101(5) of title 11 of thUnited States Code (the “Bankruptcy Code”), in these Cases. If you disagree and believe that yo19 have a claim on account of your past investments in the PFI Enterprise, you must submit a Proof Claim as set forth herein by the Investor Bar Date Deadline of August 20, 2021, at 11:59 p. 20 (prevailing Pacific Time). 21 All Proofs of Claims shall be in writing, together with supporting documentation, substantiallconforming with Official Bankruptcy Form 410, or as otherwise prescribed or authorized under th22 Bankruptcy Rules, so they are actually received on or before the Investor Bar Date Deadline, afollows: 23 24 25 26 27 28 1 A complete list of the Debtors and non-Debtor affiliates that comprise the PFI Enterprise, their federal taidentification numbers, and their address is attached as a Schedule to this Notice.

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1 If Proof of Claim is sent by mail, send to: 2 Donlin, Recano & Company, Inc. Re: Professional Financial Investors, Inc., et al. 3 P.O. Box 199043 Blythebourne Station 4 Brooklyn, NY 11219 5 If Proof of Claim is sent by Overnight Courier or Hand Delivery, send to: 6 Donlin, Recano & Company, Inc. Re: Professional Financial Investors, Inc., et al. 7 6201 15th Avenue Brooklyn, NY 11219 8 Please file Proofs of Claim, if any, via U.S. Mail, overnight courier or other hand delivery system a9 indicated above. Facsimile and e-mail delivery methods are not acceptable. You must file an originallexecuted Proof of Claim as indicated above. If you file an originally executed Proof of Claim an10 would like a copy of your Proof of Claim returned to you as proof of receipt, please enclose aadditional copy of the Proof(s) of Claim and a self-addressed postage-paid envelope. 11 PROOFS OF CLAIM SHOULD NOT BE FILED WITH THE COURT, OR SENT TO TH12 DEBTORS’ LEGAL COUNSEL, RETAINED PROFESSIONALS, OR OTHERWISDELIVERED TO THE DEBTORS, AND ANY PROOF OF CLAIM SO FILED OR SENT WIL13 NOT BE CONSIDERED PROPERLY SUBMITTED. 14 Any Former Investor that fails to file a Proof of Claim in accordance with the applicable procedureset forth herein: (1) shall not, with respect to any such claim, be treated as a creditor of any of th15 Debtors, Professional Investors 28, LLC and PFI Glenwood LLC for the purposes of distribution undeany plan; and (2) shall be forever barred from (a) filing a proof of claim with respect to such clai16 (b) asserting such claim against any of the Debtors, Professional Investors 28, LLC, PFI GlenwooLLC, the PFI Trustee or their respective estates or property, and (c) participating in any distributio17 in these Cases on account of such claim. 18 If you submit a Proof of Claim Form in these Cases, you consent to the jurisdiction of the Court fall purposes and agree to be bound by its decisions, including, without limitation, a determination a19 to the extent, validity, priority and amount of any Investor Claim you assert against the Debtors, thPFI Trust and their respective estates and assets. 20 A Proof of Claim form (Official Bankruptcy Form 410) is enclosed in this notice for your convenienc21 The Bar Date Order and additional copies of the Proof of Claim form (Official Bankruptcy Form 41may be obtained: (i) for a fee, on the Court’s website, www.canb.uscourts.gov (a PACER account i22 required); (ii) for free at the Claims Agent’s dedicated PFI website at www.donlinrecano.com/pfi; (iii) by contacting counsel for the Official Committee of Unsecured Creditors (“OCUC”) as set fort23 below. 24 Any questions concerning this notice should be directed to counsel for the OCUC, Pachulski StanZiehl & Jones LLP, Attn: Cia H. Mackle at cmackle@pszjlaw.com or (310) 772-2328. 25 26 27 28

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1 List of Debtors and Non-Debtor Affiliates Comprising the PFI Enterprise 2 The following is a list of the entities comprising the PFI Enterprise. The address of each of th3 following entities is: 350 Ignacio Blvd, Suite 300, Novato, CA, 94949-7202.
Table 1 on page 6. Back to List of Tables
Debtor or Non-Debtor Affiliate Case No. Federal Tax
I.D. #
Professional Financial Investors, Inc. 20-30604 68-0233228
Professional Investors Security Fund, Inc. 20-30579 68-0040208
Professional Investors Security Fund I, A
California Limited Partnership
20-30908 68-0022483
Professional Investors Security Fund IV, A
California Limited Partnership
20-30909 68-0049491
Professional Investors Security Fund VII,
A California Limited Partnership
20-30911 68-0115840
Professional Investors Security Fund IX, A
California Limited Partnership
20-30910 68-0184540
Professional Investors Security Fund XII,
A California Limited Partnership
20-30912 68-0233359
Professional Investors Security Fund XIII,
A California Limited Partnership
20-30913 68-0264951
Professional Investors Security Fund XIV,
A California Limited Partnership
20-30914 68-0287489
Professional Investors Security Fund XV,
A California Limited Partnership
20-30915 68-0298084
Professional Investors Security Fund XVII,
A California Limited Partnership
20-30916 68-0322071
Professional Investors Security Fund
XVIII, A California Limited Partnership
20-30917 68-0340123
Professional Investors 20, LLC 20-30919 46-3353668
Professional Investors 21, LLC 20-30920 46-5084863
Professional Investors 22, LLC 20-30922 47-1285602
Professional Investors 23, LLC 20-30923 47-1699320
Professional Investors 24, LLC 20-30924 47-3144421
Professional Investors 25, LLC 20-30925 47-3879056
Professional Investors 26, LLC 20-30927 47-4335145
Professional Investors 27, LLC 20-30928 47-4930703
Professional Investors 29, LLC 20-30929 81-2625418
Professional Investors 30, LLC 20-30930 37-1827607
Professional Investors 31, LLC 21-30093 81-3273083
Professional Investors 32, LLC 20-30934 81-3281756
Professional Investors 33, LLC 20-30935 81-3302457
Professional Investors 34, LLC 20-30936 81-4307357
Professional Investors 35, LLC 20-30937 81-4323161
Professional Investors 36, LLC 20-30938 82-1387886
Professional Investors 37, LLC 20-30939 82-1409164
Professional Investors 38, LLC 21-30082 82-2734722
Professional Investors 39, LLC 21-30083 82-3661635
Professional Investors 40, LLC 20-30940 82-3823200
Professional Investors 41, LLC 20-30941 82-3839566
Professional Investors 42, LLC 21-30084 82-5497471
Professional Investors 43, LLC 21-30085 83-2208999
Professional Investors 44, LLC 21-30086 83-2294816
Professional Investors 45, LLC 21-30087 83-2315445
Professional Investors 46, LLC 20-30942 84-1743732

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Table 1 on page 7. Back to List of Tables
Professional Investors 47, LLC 21-30088 84-2157268
Professional Investors 48, LLC 21-30089 84-3537563
Professional Investors 49, LLC 21-30094 84-3792687
Professional Investors 28, LLC N/A 47-5310122
PFI Glenwood LLC N/A 82-2779085
Professional Investors 50, LLC N/A 82-5177038
6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

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EXHIBIT 2

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E INFORMATION: FORMER INVESTOR PROOF OF CLAIM FORM: btor name: Professional Financial Investors, Inc., et al. ited States Bankruptcy Court for the Northern District of California e number: 20-30604 (Jointly Administered) rmer Investor Proof of Claim 0 d the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to ke a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503. are receiving this form because, at one time, you may have been an investor in the above captioned chapter 11 debtors1 and/or their non-tor affiliates, Professional Investors 28, LLC, PFI Glenwood LLC and Professional Investors 50, LLC (collectively with the Debtors, the “PFI erprise”), although the Debtors’ books and records show that you did not hold any investments in the PFI Enterprise as of July 26, 2020. If yogree and believe that you have a claim on account of your past investments in the PFI Enterprise, you must submit this Former Investor Proofim Form, together with supporting documentation, so as to be actually received by August 20, 2021 at 11:59 p.m. (prevailing Pacific Time). omplete list of the Debtors and non-Debtor affiliates that comprise the PFI Enterprise, their federal tax identification numbers, and their address is attached as a Schedule to the enclosed Notice. rs must leave out or redact information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any uments that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgmertgages, and security agreements. Do not send original documents; they may be destroyed after scanning. If the documents are not available, lain in an attachment. erson who files a fraudulent claim could be fined up to $500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571. in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy (Form 309) that you received. rt 1: Identify the Claim ho is the current ______________________________________________________________________________________________ reditor? Name of the current creditor (the person or entity to be paid for this claim) Other names the creditor used with the debtor ________________________________________________________ as this claim been  No cquired from someone lse?  Yes. From whom? _____________________________________________________________________________ here should notices Where should notices to the creditor be sent? Where should payments to the creditor be sent? nd payments to the different) reditor be sent? _________________________________________________ _________________________________________ederal Rule of Name Name ankruptcy Procedure FRBP) 2002(g) _________________________________________________ _________________________________________Address Address _________________________________________________ _________________________________________City State Zip Code City State Zip Code Contact Phone ___________________________________ Contact Phone ____________________________ Contact Email ____________________________________ Contact Email _____________________________ Uniform claim identifier for electronic payments in chapter 13 (if you use one): __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ oes this claim amend Filed on ___________________  No ne already filed? MM / DD / YYYY  Yes. Claim number on court claims registry (if known) _____________

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o you know if anyone lse has filed a proof of  No laim for this claim?  Yes. Who made the earlier filing? ____________________________________________ rt 2: Give Information About the Claim as of the Date the Case was Filed  No o you have any umber you use to  Yes. Last 4 digits of the debtor’s account or any identification number used to identify the debtor: ___ ___ ___ _entify the debtor? ow much is the claim? $_____________________________. Does this amount include interest or other charges?  No  Yes. Attach statement itemizing interest, fees, expenses, or other charges required by Bankruptcy Rule 3001(c)(2)(A). hat is the basis of the Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card. laim? Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c). Limit disclosing information that is entitled to privacy, such as health care information. _________________________________________________________________________ s all or part of the claim  No ecured?  Yes. The claim is secured by a lien on property. Nature of property:  Real estate. If the claim is secured by the debtor’s principal residence, file a Mortgage Proof of Claim Attachment (Official Form 410-A) with this Proof of Claim.  Motor vehicle  Other. Describe: ________________________________________________________________________ Basis for perfection: ________________________________________________________________________ Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has been filed or recorded.) Value of property: $_____________________ Amount of the claim that is secured: $_____________________ Amount of the claim that is unsecured: $_____________________ (The sum of the secured and unsecured amounts should match the amount in line 7.) Amount necessary to cure any default as of the date of the petition: $________________________________ Annual interest rate (when case was filed):___________%  Fixed  Variable Is this claim based on a lease?  No  Yes. Amount necessary to cure any default as of the date of the petition. $_________________________ Is this claim subject to a right of setoff?  No  Yes. Identify the property: __________________________________________________________________

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Table 1 on page 11. Back to List of Tables
 No
 Yes. Check one:
 Domestic support obligations (including alimony and child support)
under 11 U.S.C. § 507(a)(1)(A) or (a)(1)(B).
 Up to $3,025* of deposits toward purchase, lease, or rental of property
or services for personal, family, or household use. 11 U.S.C. § 507(a)(7).
 Wages, salaries, or commissions (up to $13,650*) earned within 180
days before the bankruptcy petition is filed or the debtor’s business
ends, whichever is earlier. 11 U.S.C. § 507(a)(4).
 Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8).
 Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5).
 Other. Specify subsection of 11 U.S.C. § 507(a)(___) that applies.
rt 3: Sign Below person completing this proof Check the appropriate box: laim must sign and date it.  I am the creditor. P 9011(b).  I am the creditor’s attorney or authorized agent. u file this claim electronically,  I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. P 5005(a)(2) authorizes courts stablish local rules specifying  I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. t a signature is. I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when erson who files a fraudulent calculating the amount of the claim, the creditor gave the debtor credit for any payments received toward the m could be fined up to debt. 0,000, imprisoned for up to 5 rs, or both. 18 U.S.C. §§ 152, I have examined the information in this Proof of Claim and have a reasonable belief that the information is true, and 3571. and correct. I declare under penalty of perjury that the foregoing is true and correct. Executed on date _____________________ MM / DD / YYYY _________________________________________________________________ Signature Print the name of the person who is completing and signing this claim: Name _________________________________________________________________________________ First name Middle name Last name Title _________________________________________________________________________________ Company _________________________________________________________________________________ Identify the corporate servicer as the company if the authorized agent is a servicer. Address _________________________________________________________________________________ Number Street ________________________________________________________________________________ City State Zip Code Contact Phone __________________________ Email __________________________________

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EXHIBIT 3

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ge # : 1 of 5 07/28/2021 01:11: 887P001-1458A-040 007513P001-1458A-040 007514P001-1458A-040 007515P001-1458A-040 RIE WATERS AFSANEH BAGHAI (NAKHAI) ALAN LEGG (LAUDISIO TRUST) ALISON BARBARA COSTADRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED STEVEN PENROSE TRUSTEE ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 516P001-1458A-040 007517P001-1458A-040 001668P001-1458A-040 007518P001-1458A-040 DREW JOHNSON ANSHUL KOKA ARNIE FLEMING BEVERLY HOUSTON DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED519P001-1458A-040 007519S001-1458A-040 007520P001-1458A-040 004231P001-1458A-040 IAN K BRECHT BRIAN K BRECHT CAC CREATIVE ENTERPRISES, INC CARRIE CHACEDRESS INTENTIONALLY OMITTED PENSCO TRUST CO ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 521P001-1458A-040 007522P001-1458A-040 007523P001-1458A-040 007524P001-1458A-040 SSANDRA TAYLOR MOHR CHANTAL DECLEVE CHARLOTTE BERTRAM CHRISTINE MOENDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED525P001-1458A-040 007526P001-1458A-040 007527P001-1458A-040 007528P001-1458A-040 NTHIA J LEWIS DANIEL A HANEIWICH DANIELLE SKORDAS DAVID FERSTENDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED529P001-1458A-040 007529S001-1458A-040 007530P001-1458A-040 007530S001-1458A-040 VID P WOLDS DAVID P WOLDS DEAN WELDON DEAN WELDON DRESS INTENTIONALLY OMITTED PENSCO TRUST CO ADDRESS INTENTIONALLY OMITTED PENSCO TRUST COADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED 531P001-1458A-040 007531S001-1458A-040 007532P001-1458A-040 003926P001-1458A-040 BORAH J HEATH DEBORAH J HEATH DONNA SIMMONS DOROTHY J MAXON TRUSTDRESS INTENTIONALLY OMITTED PENSCO TRUST CO ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED

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ge # : 2 of 5 07/28/2021 01:11: 533P001-1458A-040 007534P001-1458A-040 007535P001-1458A-040 007536P001-1458A-040 NCAN STUART MCCANDLESS EMILY BAGATELOS TRUST ERIKA L FAIETA ESTATE OF CAROL GAWAINDRESS INTENTIONALLY OMITTED PETER BAGATELOS ADDRESS INTENTIONALLY OMITTED JAMES BURNSADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED 537P001-1458A-040 007538P001-1458A-040 007539P001-1458A-040 007540P001-1458A-040 ATE OF CHARLES W RALSOTN ESTATE OF CHERYL G ROSE ESTATE OF GREGG PERIN ESTATE OF HENRY WALLACHBERT PETERSON ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED LESLIE WALLACHDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED 541P001-1458A-040 007542P001-1458A-040 007543P001-1458A-040 007543S001-1458A-040 ATE OF JANICE JACOBSON ESTATE OF JOEL JAVISH ESTATE OF JOHN HALLORAN ESTATE OF JOHN HALLORANTHANIEL CHAVIN BRENDA DEPEW ADDRESS INTENTIONALLY OMITTED IRA SVCDRESS INTENTIONALLY OMITTED HINDJOSA AND FORER LLP ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 544P001-1458A-040 007544S001-1458A-040 007545P001-1458A-040 007546P001-1458A-040 ATE OF LYNN GOULDTHORPE ESTATE OF LYNN GOULDTHORPE ESTATE OF MARGARET CASEY ESTATE OF MARIE THERESE MARQUETDRESS INTENTIONALLY OMITTED PENSCO TRUST CO GLENN CASEY ISABELLE MARQUETADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED546S001-1458A-040 007547P001-1458A-040 007548P001-1458A-040 007549P001-1458A-040 ATE OF MARIE THERESE MARQUET ESTATE OF MARY LOUISE BYRD ESTATE OF PAUL REFFELL ESTATE OF RICHARD STEVEN AHLA ROGER AND DEBORAH ALSTAD TRUST ADDRESS INTENTIONALLY OMITTED JOHN MAYGINNESDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED550P001-1458A-040 007550S001-1458A-040 007551P001-1458A-040 007552P001-1458A-040 ATE OF RIMON ISSAC ESTATE OF RIMON ISSAC ESTATE OF ROBERT BROUN ESTATE OF TOMOKO KIMURARIAN ISAAC IRA SVC DARYL TRAN ADDRESS INTENTIONALLY OMITTED DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED553P001-1458A-040 007554P001-1458A-040 007555P001-1458A-040 007556P001-1458A-040 ATE OF VIRGINIA LAUDISIO EVA BALINT EVERETT FAREY FAMILY TRUST FABRICIUS WIESTDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED MICHAEL FAREY ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED

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ge # : 3 of 5 07/28/2021 01:11: 557P001-1458A-040 007558P001-1458A-040 007559P001-1458A-040 001699P001-1458A-040 TH RINALDI GERONOVA RESEARCH, INC RETIREMENT PLAN GERTRUDE C WEST GREGOR CHELLODRESS INTENTIONALLY OMITTED (KARYN YOUNG) ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 561P001-1458A-040 007562P001-1458A-040 007563P001-1458A-040 007564P001-1458A-040 LEN CHAMPION JACQUES YENNI PROFIT SHARING PLAN JAMES DAVID LEEPER MOSS JAN HARVEYDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED565P001-1458A-040 007565S001-1458A-040 007566P001-1458A-040 007567P001-1458A-040 ET CAROL RYAN JANET CAROL RYAN JIM P MITCHEL JOAN A WAGNER DRESS INTENTIONALLY OMITTED PENSCO TRUST CO ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 568P001-1458A-040 007569P001-1458A-040 007570P001-1458A-040 007571P001-1458A-040 N RUSSELL CLOWER JUNELLA SWENDEMAN KALEO KIAHA KATHERINE MAYERDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED572P001-1458A-040 007573P001-1458A-040 007574P001-1458A-040 007575P001-1458A-040 NNETH SOLIN KOOROSH OSTOWARI KRYSTIANA YANG KYLE D BICKEL MDDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED576P001-1458A-040 007577P001-1458A-040 007578P001-1458A-040 007579P001-1458A-040 KELLY CLARKE LILA DEAN LOREN UNDERWOOD LORI A NEWBERG THERINE CONRAD MANUEL LAW OFFICE ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDDRESS INTENTIONALLY OMITTED 580P001-1458A-040 007581P001-1458A-040 007582P001-1458A-040 007583P001-1458A-040 RRA M GARNER LUKE MIRATRIX LYNDA ZAHN MANIKO DRU DADIGAN DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED

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ge # : 4 of 5 07/28/2021 01:11: 584P001-1458A-040 007585P001-1458A-040 007585S001-1458A-040 007586P001-1458A-040 RCIA SUZANNE LUDWIG-HEUMANN MARCIA VAN METER MARCIA VAN METER MARGARET KESSLERDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED IRA SVC ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 587P001-1458A-040 007588P001-1458A-040 007589P001-1458A-040 007590P001-1458A-040 RIE MARQUET SURVIVOR'S TRUST MARK SUPAN MARY G MITCHEL MARYAM WALLTED AUGUST 21 1990 ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTEDDRESS INTENTIONALLY OMITTED 591P001-1458A-040 007592P001-1458A-040 000730P001-1458A-040 000730S001-1458A-040 UBED UNLIMITED INC MERRY L STURTZ MICHAEL BUCKLEY MICHAEL BUCKLEYDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED IRA SVCADDRESS INTENTIONALLY OMITTED 593P001-1458A-040 007594P001-1458A-040 007595P001-1458A-040 007596P001-1458A-040 HAEL FAREY MOHAMAD ALI OMOOMY NANCY CURVINO NANCY GARNER DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED597P001-1458A-040 007598P001-1458A-040 007560P001-1458A-040 007599P001-1458A-040 ERMAN FAMILY TRUST PATSY JEAN NALLEY PENSCO TRUST CO PUTNAM ZIEGLER REV LIVING TRUSTDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED600P001-1458A-040 003879P001-1458A-040 003880P001-1458A-040 007601P001-1458A-040 NI JACOBS RENE TORRENTE SURVIVORS TRUST RENE TORRENTE TRUST ROBERT I HORWITZDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED601S001-1458A-040 007602P001-1458A-040 007603P001-1458A-040 007604P001-1458A-040 BERT I HORWITZ ROBERT L GROSS ROBERT M OLIVIER DORMAN ROBERTA SALTZMANLYCOMP TRUST CO ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED LORI SALTZMANDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED

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ge # : 5 of 5 07/28/2021 01:11: 605P001-1458A-040 007462P001-1458A-040 007606P001-1458A-040 007606S001-1458A-040 GER ALSTAD SHARI BASHIN SULLIVAN SHIRLEY HAFTER SHIRLEY HAFTERDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED IRA SVCADDRESS INTENTIONALLY OMITTED 607P001-1458A-040 007608P001-1458A-040 007608S001-1458A-040 007609P001-1458A-040 E ISIS OASIS VICTORIA L WOLDS VICTORIA L WOLDS WANDA'S INC DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED PENSCO TRUST CO ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 491P001-1458A-040 007610P001-1458A-040 007610S001-1458A-040 007611P001-1458A-040 RREN WERTHEIMER WENDY S APPEL WENDY S APPEL WILLIAM MAAS DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED IRA SVC ADDRESS INTENTIONALLY OMITTEDADDRESS INTENTIONALLY OMITTED 612P001-1458A-040 007613P001-1458A-040 NTEN THUKHOTSONG ZENITECH COMPUTER SOLUTIONS INC DRESS INTENTIONALLY OMITTED ADDRESS INTENTIONALLY OMITTED

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EXHIBIT 4

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Exhibit Page PENSCO TRUST CO ge # : 1 of 1 07/01/2021 05:47:0 560P001-1458A-040A SCO TRUST CO BOX 173859 NVER CO 80217 RLINDEN@GMAIL.COM

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